Animacy

Template:Grammatical categories Animacy (antonym: inanimacy) is a grammatical and semantic feature, existing in some languages, expressing how sentient or alive the referent of a noun is.<ref>Template:Citation</ref> Widely expressed, animacy is one of the most elementary principles in languages around the globe and is a distinction acquired as early as six months of age.<ref name=Szewczyk>Template:Cite journal</ref>

Concepts of animacy constantly vary beyond a simple animate and inanimate binary; many languages function off an hierarchical general animacy scale that ranks animacy as a "matter of gradience".<ref name=Yamamoto>Template:Cite book</ref> Typically (with some variation of order and of where the cutoff for animacy occurs), the scale ranks humans above animals, then plants, natural forces, concrete objects, and abstract objects, in that order. In referring to humans, this scale contains a hierarchy of persons, ranking the first- and second-person pronouns above the third person, partly a product of empathy, involving the speaker and interlocutor.<ref name="Yamamoto" />

It is obvious that the ability to distinguish between animate and inanimate is very important from an evolutionary point of view. In order to survive, an animal must be able to quickly and accurately distinguish between its sexual partners, rivals, predators, animals that it eats, etc., and inanimate objects. As for people, the ability to distinguish between animate and inanimate arises in infancy, even before children have mastered speech.<ref>Template:Cite journal</ref> Apparently, there is a brain mechanism responsible for this process. Thus, neurophysiological studies have experimentally shown<ref>Template:Cite journal</ref> that this process includes two stages - categorization of objects by shape, followed by the second stage - activation of attention specifically to animate objects (the temporoparietal areas of the cortex are responsible for the first stage, and the frontal areas are responsible for the second).

Types of Animacy

De Swart and de Hoop (2018)<ref>Template:Cite journal</ref> emphasize the importance of distinguishing between three types of animacy: biological, conceptual, and grammatical. Each of these types plays a unique role in understanding how humans perceive and express the distinction between animate and inanimate entities.

Biological animacy refers to entities that are biologically alive and is defined by physical properties like the capacity to die. Living entities, such as humans, animals, and plants, are considered biologically "animate," whereas non-living entities, like rocks or water, are classified as "inanimate." This type of animacy forms the foundation of how humans instinctively categorize the world around them.

Conceptual animacy is based on the speaker’s perception and cultural background. It concerns what is perceived as alive, influenced by the “ego’s” perspective and societal beliefs. This type often diverges from biological animacy. For example, in some cultures or languages, inanimate objects like the sun or mountains are considered "animate" due to mythology or cultural beliefs. Another example is the term bot, which is animate in many languages due to human-like behavior of a bot. Conceptual animacy reflects how humans personify or attribute agency to non-living entities.

Grammatical animacy demonstrates how biological and conceptual animacy are represented in the grammar of languages. It operates as a semantic feature or condition influencing linguistic structures, such as verb agreement or case marking. For instance, in Russian, animacy distinctions affect object marking in sentences; animate nouns, such as humans and animals, are treated differently than inanimate nouns. This type of animacy illustrates the interaction between cognitive perceptions and linguistic systems.

The animacy hierarchy (e.g., human > animal > inanimate) is widely applied in linguistic analysis to explain various phenomena. Animate entities are more likely to act as agents or subjects in sentences (agentivity), receive distinct grammatical treatment in case marking or agreement, and be referenced explicitly in discourse. Additionally, animacy hierarchies are not static; cultural factors or temporary discourse contexts can shift these classifications.

Although animacy distinctions appear universally across languages, their specific implementation varies. For example, Navajo uses animacy to govern verb marking, while Slavic languages reflect animacy distinctions in noun declensions. However, the universality of animacy as a linguistic feature is debated due to its variability across languages. Cultural and functional factors can lead to unique animacy hierarchies, showing that animacy is both a universal and context-dependent concept.

Techniques for Expressing Animacy in Language

Animacy can function in language as either a feature (AnimF) or a condition (AnimC), with some languages employing both simultaneously. These two roles highlight distinct ways animacy interacts with linguistic systems.

Animacy as a Feature (AnimF) operates as a semantic characteristic that influences specific word or morpheme classes. It is used to encode grammatical values such as person, number, case, and gender, introducing a semantic distinction based on animacy. AnimF may involve changing the shape of a word or adding morphological material to reflect whether an entity is animate or inanimate. However, it does not fundamentally alter the grammatical feature itself; instead, it adds a layer of semantic meaning. For instance, it often distinguishes between animate and inanimate entities while maintaining the existing grammatical structure.

Animacy as a Condition (AnimC) demonstrates how animacy governs various grammatical features within a language. It influences linguistic paradigms by reorganizing them based on the animacy of entities. For example, in Bunak, a prefixed bound pronoun is attached to a verb only if the direct object is animate. Animacy also affects gender agreement, where animacy distinctions can control gender markers even in systems that are not primarily animacy-based. Similarly, case marking and agreement controllers may vary depending on animacy. For instance, certain languages use different case markers or allomorphs for animate versus inanimate nouns. AnimC showcases how semantic properties like animacy can streamline linguistic structures and reduce morphological complexity.

To express animacy distinctions, languages employ a variety of techniques:

Affixation

Prefixes or suffixes are added to roots or stems to mark animacy distinctions. Prefixation typically involves free elements, clitics, or true prefixes, while suffixation often adds markers for features like case or number alongside animacy.

Alternation

This involves changing the morphological or phonological structure of a word without adding new material. It may include pure alternation, adjustments in grammatical features, or techniques to either create or avoid syncretism (merging distinct forms).

Overt Free Elements

Independent words are introduced in sentences to signify animacy, rather than altering the morphology of existing words.

Reduplication

Parts of a word are repeated, often in pluralization, to mark distinctions between animate and inanimate nouns.

Zero-Marking

In some languages, animate entities are marked explicitly, while inanimate entities remain unmarked.

Morpheme Order

The arrangement of morphemes within a word or phrase can reflect animacy distinctions.

Complex Techniques

These involve multiple processes, such as combining morphological and phonological strategies, to mark animacy distinctions.

Morphophonemic Techniques

Phonological changes such as vowel alternation, nasalization, tone, stress, and glottalization are used to express animacy distinctions.

Mixed Techniques

These combine two or more of the above methods, such as blending morphological and morphophonemic strategies, to create more nuanced animacy markers.

Examples

The distinction between he, she, and other personal pronouns, on one hand, and it, on the other hand is a distinction in animacy in English and in many Indo-European languages. The same can be said about distinction between who and what. Some languages, such as Turkish, Georgian, Spoken Finnish and Italian, do not distinguish between s/he and it. In Finnish, there is a distinction in animacy between {{#invoke:Lang|lang}}, "he/she", and {{#invoke:Lang|lang}}, "it", but in Spoken Finnish {{#invoke:Lang|lang}} can mean "he/she". English shows a similar lack of distinction between they animate and they inanimate in the plural.

There is another example of how animacy plays some role in English. For example, the higher animacy a referent has, the less preferable it is to use the preposition of for possession (that can also be interpreted in terms of alienable or inalienable possession):

• My face is correct while the face of mine would sound strange.
• The man's face and the face of the man are both correct, but the former is preferred.
• The clock's face and the face of the clock are both correct.

Examples of languages in which an animacy hierarchy is important include the Totonac language in Mexico and the Southern Athabaskan languages (such as Western Apache and Navajo) whose animacy hierarchy has been the subject of intense study. The Tamil language has a noun classification based on animacy.

Proto-Indo-European language

Because of the similarities in morphology of feminine and masculine grammatical gender inflections in Indo-European languages, there is a theory that in an early stage, the Proto-Indo-European language had only two grammatical genders: "animate" and "inanimate/neuter"; the most obvious difference being that inanimate/neuter nouns used the same form for the nominative, vocative, and accusative noun cases. The distinction was preserved in Anatolian languages like Hittite, all of which are now extinct.

The animate gender would then later, after the separation of the Anatolian languages, have developed into the feminine and masculine genders. The plural of neuter/inanimate nouns is believed to have had the same ending as collective nouns in the singular, and some words with the collective noun ending in singular were later to become words with the feminine gender. Traces can be found in Ancient Greek in which the singular form of verbs was used when they referred to neuter words in plural. In many Indo-European languages, such as Latin and the Slavic languages, the plural ending of many neuter words in the merged nominative–accusative–vocative corresponds to the feminine singular nominative form.

Navajo (Diné)

Like most other Athabaskan languages, Southern Athabaskan languages show various levels of animacy in their grammar, with certain nouns taking specific verb forms according to their rank in this animacy hierarchy. For instance, Navajo (Diné) nouns can be ranked by animacy on a continuum from most animate (a human) to least animate (an abstraction) (Young & Morgan 1987: 65–66):

Adult human/lightning > infant/big animal > medium-sized animal > small animal > natural force > abstraction

Generally, the most animate noun in a sentence must occur first while the noun with lesser animacy occurs second. If both nouns are equal in animacy, either noun can occur in the first position. Both sentences (1) and (2) are correct. The {{#invoke:Lang|lang}} prefix on the verb indicates that the first noun is the subject and {{#invoke:Lang|lang}} indicates that the second noun is the subject.

Sentence (3), however, sounds wrong to most Navajo speakers because the less animate noun occurs before the more animate noun:

In order to express that idea, the more animate noun must occur first, as in sentence (4):

There is evidence suggesting that the word order itself is not the important factor. Instead, the verb construction usually interpreted as the passive voice (e.g. "the girl was pecked by the bird") instead indicates that the more animate noun allowed the less animate noun to perform the action (e.g. "the girl let herself be pecked by the bird"). The idea is that things ranked higher in animacy are presumed to be in control of the situation, and that the less-animate thing can only act if the more-animate thing permits it.

Japanese

Although nouns in Japanese are not marked for animacy, it has two existential/possessive verbs; one for implicitly animate nouns (usually humans and animals) and one for implicitly inanimate nouns (often non-living objects and plants). The verb iru ({{#invoke:Lang|lang}}, also written {{#invoke:Lang|lang}}) is used to show the existence or possession of an animate noun. The verb aru ({{#invoke:Lang|lang}}, sometimes written {{#invoke:Lang|lang}} when existential or {{#invoke:Lang|lang}} when possessive) is used to show the existence or possession of an inanimate noun.

An animate noun, here 'cat', is marked as the subject of the verb with the subject particle ga ({{#invoke:Lang|lang}}), but no topic or location is marked. That implies the noun is indefinite and merely exists.

In the second example, a topic is introduced, in this case "I", with the topic particle wa ({{#invoke:Lang|lang}}). The animate noun is again marked with a subject particle, and no location is denoted. That implies that the topic owns or is holding onto the noun.

In the third example, the noun is marked as the topic (and by default functions as the subject of the verb) while a location, here the top of a chair, is marked with the location particle ni ({{#invoke:Lang|lang}}). That implies that the noun is a definite noun and is at the specified location.

In all these cases, if the noun is not animate, such as a stone, instead of a cat, the verb iru must be replaced with the verb aru ({{#invoke:Lang|lang}} or {{#invoke:Lang|lang}} [possessive] / {{#invoke:Lang|lang}} [existential, locative]).

In some cases in which "natural" animacy is ambiguous, whether a noun is animate or not is the decision of the speaker, as in the case of a robot, which could be correlated with the animate verb (to signify sentience or anthropomorphism) or with the inanimate verb (to emphasise that is a non-living thing).

Ryukyuan languages

The Ryukyuan languages, spoken in the Ryukyu Islands, agree in animacy in their case systems.<ref> Shimoji, Michinori; Pellard, Thomas, eds. (2010). An Introduction to Ryukyuan languages. Tokyo: ILCAA. Template:ISBN. Retrieved August 21, 2012. </ref>

Korean

Middle Korean has genitive particles that were used differently depends on a noun's animacy. For an inanimate noun, the particle "-ㅅ" (-s) was used as the inanimate noun's genitive.

Slavic languages

Overview

Slavic languages that have case (all of them except Bulgarian and Macedonian) have a somewhat complex hierarchy of animacy in which syntactically animate nouns may include both animate and inanimate objects (like mushrooms and dances).<ref name=Frarie>Template:Cite book</ref> Overall, the border between animate and inanimate places humans and animals in the former and plants, etc., in the latter, thus basing itself more so on sentience than life.<ref name="Frarie" />

Animacy functions as a subgender through which noun cases intersect in a phenomenon called syncretism, which here can be either nominative-accusative or genitive-accusative. Inanimate nouns have accusative forms that take on the same forms as their nominative, with animate nouns marked by having their accusative forms resemble the genitive.<ref name=Klenin>Template:Cite book</ref>

For example, syncretism in Polish conditioned by referential animacy results in forms like the following:

• NOM stół 'table' -> ACC stół, like nom -> GEN stołu (exhibiting nom-acc syncretism);
• NOM kot 'cat' -> ACC kota, like gen -> GEN kota (exhibiting gen-acc syncretism).<ref name="Klenin" />

That syncretism also occurs when restricted by declension class, resulting in syncretism in multiple pronominal forms, such as the Russian reflexive pronoun {{#invoke:Lang|lang}} (Template:Transliteration), personal pronouns, and the indefinite interrogative and relative pronoun kto.<ref name="Klenin" />

In their plural forms, nouns of all genders may distinguish the categories of animate vs. inanimate by that syncretism, but only masculine nouns of the first declension (and their modifiers) show it in the singular (Frarie 1992:12), and other declensions and genders of nouns "restrict (morphological) expression of animacy to the plural" (Frarie 1992:47).

• Masc nouns that show acc-gen (sg & plural) syncretism: {{#invoke:Lang|lang}} [muʂ] husband, {{#invoke:Lang|lang}} [sɨn] son, {{#invoke:Lang|lang}} [lʲef] lion, {{#invoke:Lang|lang}} [konʲ] horse.<ref name="Frarie" />
• Fem animate nouns that show acc-gen (plural) syncretism: {{#invoke:Lang|lang}} [ˈʐɛnʲɕːɪnə] woman, {{#invoke:Lang|lang}} [ˈɫoʂətʲ] horse.<ref name="Frarie" />
• Neut animate nouns that show acc-nom (sg) and acc-gen (plural) syncretism: {{#invoke:Lang|lang}} 'animal', {{#invoke:Lang|lang}} 'insect'.

Elsewhere, animacy is displayed syntactically, such as in endings of modifiers for masc nouns of the second declension.<ref name="Frarie" />

Animacy as a "subgender"

While animacy is viewed as primarily semantic when approached diachronically, a synchronic view suggests animacy as a sublevel of gender.<ref name="Klenin" /> Syntactic gender is defined through patterns in agreement, not necessarily semantic value.<ref name="Klenin" /> For example, Russian has "common gender" nouns that refer to traditionally masculine roles but act as syntactically feminine.<ref name="Klenin" />

Animacy occurs as a subgender of nouns and modifiers (and pronouns only when adjectival) and is primarily reflected in modifier-head agreement (as opposed to subject-predicate agreement).

Controversy

Some consider the system to be based on marking inanimacy in which case the gen-acc distinguishes a "non-inanimate" subgender of nouns and modifiers,<ref name="Klenin" /> and others claim that ultimately it is indeed animacy that is marked.<ref name="Frarie" />

Sinhala

In spoken Sinhala, there are two existential/possessive verbs: {{#invoke:Lang|lang}} hiţinawā / {{#invoke:Lang|lang}} innawā are used only for animate nouns (humans and animals), and තියෙනවා tiyenawā for inanimate nouns (like non-living objects, plants, things):

Spanish

Nouns

In Spanish, the preposition {{#invoke:Lang|lang}} (meaning "to" or "at") has gained a second role as a marker of concrete animate direct objects:

lang}}	"I can see that cathedral."	(inanimate direct object)
lang}}	"I can see that person."	(animate direct object)
lang}}	"I come to Spain."	lang}} used in its literal sense)

The usage is standard and is found around the Spanish-speaking world.

Pronouns

Spanish personal pronouns are generally omitted if the subject of the sentence is obvious, but when they are explicitly stated, they are used only with people or humanized animals or things. The inanimate subject pronoun in Spanish is {{#invoke:Lang|lang}}, like it in English (except "ello" can only be used to refer to verbs and clauses, not objects, as all nouns are either masculine or feminine and are referred to with the appropriate pronouns).

Spanish direct-object pronouns ({{#invoke:Lang|lang}}) do not differentiate between animate and inanimate entities, and only the third persons have a gender distinction. Thus, for example, the third-person singular feminine pronoun, {{#invoke:Lang|lang}}, could refer to a woman, an animal (like {{#invoke:Lang|lang}}, butterfly), or an object (like {{#invoke:Lang|lang}}, house), if their genders are feminine.<ref>Template:Cite book</ref>

In certain dialects, there is a tendency to use {{#invoke:Lang|lang}} (which is usually an indirect object pronoun, meaning "to him/her") as a direct-object pronoun, at the expense of the direct-object pronouns {{#invoke:Lang|lang}}, if the referent is animate. That tendency is especially strong if (a) the pronoun is being used as a special second-person pronoun of respect, (b) the referent is male, (c) certain verbs are used, (d) the subject of the verb happens to be inanimate.

Arabic

In Classical and Modern Standard Arabic and some other varieties of Arabic, animacy has a limited application in the agreement of plural and dual nouns with verbs and adjectives. Verbs follow nouns in plural agreement only when the verb comes after the subject. When a verb comes before an explicit subject, the verb is always singular. Also, only animate plural and dual nouns take plural agreement; inanimate plural nouns are always analyzed as singular feminine or plural feminine for the purpose of agreement. Thus, Arabic {{#invoke:Lang|lang}} (Al-muhandisūn yaṭīrūn ’ilā ’Almāniyā, "The engineers fly to Germany") is masculine plural agreement, but {{#invoke:Lang|lang}} (Al-ṭā’irāt taṭīr ’ilā ’Almāniyā, "The planes fly to Germany") is feminine singular. Compare them to {{#invoke:Lang|lang}} (Taṭīr al-muhandisāt ’ilā ’Almāniyā) and {{#invoke:Lang|lang}} (Al-muhandisāt yaṭirna ’ilā ’Almāniyā) for "The [female] engineers fly to Germany."

In general, Arabic divides animacy between {{#invoke:Lang|lang}} (thinking, or rational) and {{#invoke:Lang|lang}} (unthinking, or irrational). Animals fall in the latter category, but their status may change depending on the usage, especially with personification. Different writers might use {{#invoke:Lang|lang}} (Al-ġurbān yaṭīrūn ’ilā ’Almāniyā) or {{#invoke:Lang|lang}} (Al-ġurbān taṭīr ’ilā ’Almāniyā) for "The ravens fly to Germany."

Animacy hierarchy and morphosyntactic alignment

Split ergativity

Animacy can also condition the nature of the morphologies of split-ergative languages. In such languages, participants more animate are more likely to be the agent of the verb, and therefore are marked in an accusative pattern: unmarked in the agent role and marked in the patient or oblique role.

Likewise, less animate participants are inherently more patient-like, and take ergative marking: unmarked when in the patient role and marked when in the agent role. The hierarchy of animacy generally, but not always, is ordered:

1st person

>

2nd person

>

3rd person

>

proper names

>

humans

>

Template:Unbulleted list

>

inanimates

The location of the split (the line which divides the inherently agentive participants from the inherently patientive participants) varies from language to language, and, in many cases, the two classes overlap, with a class of nouns near the middle of the hierarchy being marked for both the agent and patient roles.

Hierarchical alignment

In a direct–inverse language, clauses with transitive verbs can be expressed with either a direct or an inverse construction. The direct construction is used when the subject of the transitive clause outranks the object in salience or animacy. The inverse construction is used when the "notional object" outranks the "notional subject".

Thematic roles

A noun essentially requires the traits of animacy in order to receive the role of Actor and Experiencer. Additionally, the Agent role is generally assigned to the NP with highest ranking in the animacy hierarchy – ultimately, only animate beings can function as true agents.<ref name="Szewczyk" /> Similarly, languages universally tend to place animate nouns earlier in the sentence than inanimate nouns.<ref name="Szewczyk" /> Animacy is a key component of agency – combined with other factors like "awareness of action".<ref name="Yamamoto" /> Agency and animacy are intrinsically linked – with each as a "conceptual property" of the other.<ref name="Yamamoto" />

See also

• Grammatical gender
• Noun class
• Classifier (linguistics)

References

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LOCAT:location

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Sources

• Crespo Cantalapiedra, I. (2024). La diversidad en las lenguas: la animacidad. Online book (in Spanish).
• Frishberg, Nancy. (1972). Navajo object markers and the great chain of being. In J. Kimball (ed.), Syntax and semantics, vol. 1, p. 259–266. New York: Seminar Press.
• Hale, Kenneth L. (1973). A note on subject–object inversion in Navajo. In B. B. Kachru, R. B. Lees, Y. Malkiel, A. Pietrangeli, & S. Saporta (eds.), Issues in linguistics: Papers in honor of Henry and Renée Kahane, p. 300–309. Urbana: University of Illinois Press.
• Thomas E. Payne, 1997. Describing morphosyntax: A guide for field linguists. Cambridge University Press. Template:ISBN.
• Young, Robert W., & Morgan, William, Sr. (1987). The Navajo language: A grammar and colloquial dictionary (rev. ed.). Albuquerque: University of New Mexico Press. Template:ISBN.