Editing Background check (section)

==== Regulation ====
<ref>{{Cite journal|title=Figure 2.1. Capital adequacy ratio| year=2012 |doi = 10.1787/888932575940}}</ref> The [[Financial Services Authority]] states in their Training & Competence guidance that regulated firms should have:
* Adequacy of procedures for taking into account knowledge and skills of potential recruits for the role
* Adequacy of procedures for obtaining sufficient information about previous activities and training
* Adequacy of procedures for ensuring that individuals have passed appropriate exams or have appropriate exemptions
* Adequacy of procedures for assessing competence of individuals for sales roles

The [[Financial Services Authority]]'s statutory objectives:

# Protecting consumers
# Maintaining market confidence
# Promoting public awareness
# Reducing financial crime